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Unit Investment Trusts - Unit Trust - Investing in a Unit Trust
Unit investment trusts offer a simple and affordable way for you to develop a . Unit investment trusts (UITs) are registered investment companies that generally .
https://www.wellsfargoadvisors.com/financial-services/investment-products/unit-investment-trust.htm


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Raymond James Financial | Unit investment trusts at Raymond James
A unit investment trust is registered with the SEC as a Registered Investment Company (RIC) or Grantor trust. The portfolio remains fixed until the termination of .
http://www.raymondjames.com/disclosure_uit.htm


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A guide to investing in unit investment trusts - Visit Saf ...
A guide to investing in unit investment trusts. What is a unit investment trust (UIT) ? A unit investment trust is an investment company, registered with and .
https://saf.wellsfargoadvisors.com/emx/dctm/Marketing/Marketing_Materials/UITs/e6261.pdf


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Individual Investors - Unit Investment Trusts
UITs are SEC-registered investment companies that follow a buy and hold strategy and are sold only . Fixed Income Unit Investment Trusts (Fixed Income UITs) .
http://www.morganstanleyindividual.com/investmentproducts/unittrusts/


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Unit Investment Trusts - The Free Dictionary
Definition of Unit Investment Trusts in the Online Dictionary. . The claim further contends that "Respondent's registered representative recommended that .
http://www.thefreedictionary.com/Unit+Investment+Trusts


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Chapter 1: Overview of US-Registered Investment Companies
U.S.-registered investment companies play a significant role in the U.S. economy . Unit investment trusts (UITs) had new deposits of $36 billion and closed-end .
http://www.icifactbook.org/fb_ch1.html


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Form N-8B-2 - Securities and Exchange Commission
Items 25 - 34 . REGISTRATION STATEMENT OF UNIT INVESTMENT TRUSTS. WHICH ARE CURRENTLY ISSUING SECURITIES. OMS APPROVAL. O. E. E h .
http://www.sec.gov/about/forms/formn-8b-2.pdf


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15 USC § 80a–26 - Unit investment trusts | LII / Legal Information ...
No principal underwriter for or depositor of a registered unit investment trust shall sell, except by surrender to the trustee for redemption, any security of which .
http://www.law.cornell.edu/uscode/text/15/80a-26


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Federal Register | Destra Capital Investments LLC and Destra Unit ...
May 10, 2012 . Summary of Application: Applicants request an order to permit certain unit investment trusts to: (a) Impose sales charges on a deferred basis .
https://www.federalregister.gov/articles/2012/05/10/2012-11248/destra-capital-investments-llc-and-destra-unit-investment-trust-notice-of-application


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Unit investment trust - Wikipedia, the free encyclopedia
In U.S. financial law, a unit investment trust (UIT) is an exchange-traded mutual . A UIT is registered with the Securities and Exchange Commission under the .
http://en.wikipedia.org/wiki/Unit_investment_trust


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Unit Investment Trust (UIT) Definition | Investopedia
Sign In • Register • Free Annual Reports • Free Newsletters . Unit investment trusts are one of three types of investment companies; the other two are mutual .
http://www.investopedia.com/terms/u/uit.asp


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Unit Investment Trust | Northwestern Mutual
A Unit Investment Trust (UIT) is a registered investment company that offers a fixed portfolio of equity and/or fixed income securities. These securities are chosen .
http://www.northwesternmutual.com/products-and-services/personal/additional-investment-products/unit-investment-trusts.aspx


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Unit Investment Trusts - Duke Law Scholarship Repository
he compares the unit investment trust with other investment vehicles. . registered with the Commission as of November 12, 1940, see Investment Company Act .
http://scholarship.law.duke.edu/cgi/viewcontent.cgi?article=3012&context=dlj


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Registration Form for Insurance Company Separate Accounts ...
For these registrants, the form will replace the registration form currently used by unit investment trusts to register under the Investment Company Act, and the .
http://www.sec.gov/rules/final/33-8088.htm


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UITs - What are UITs?
Unit investment trusts (UITs) may be the least understood, and certainly least utilized, of all of the US registered investment companies. What's the problem with .
http://mutualfunds.about.com/od/typesoffunds/a/UITS.htm


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Regulatory Notice 09-31 - FINRA
ETFs are typically registered unit investment trusts (UITs) or open-end investment companies whose shares represent an interest in a portfolio of securities that .
http://www.finra.org/web/groups/industry/@ip/@reg/@notice/documents/notices/p118952.pdf


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Last year I owned a unit investment trust registered as a RIC ...
Apr 1, 2009 . Question - Last year I owned a unit investment trust registered as a RIC,. Find the answer to this and other Tax questions on JustAnswer.
http://www.justanswer.com/tax/1ylgh-last-year-owned-unit-investment-trust-registered-ric.html


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Unit Investment Trust - Dictionary | Investment Term Glossary
Dictionary: Unit Investment Trust. Unit Investment Trust. Investment vehicle registered with the SEC under the Investment Company Act of 1940 that purchases a .
http://research.scottrade.com/public/knowledgecenter/dictionary/dictionary.asp?searchterm=Unit%20Investment%20Trust


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Unit Investment Trust
Unit Investment Trust (UITs) were once primarily considered to be income producing . Investment Executives are registered to conduct securities business and .
http://www.bankofbartlett.com/2278/mirror/i_unit.htm


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Unit Investment Trusts (UITs)
May 8, 2007 . Unit Investment Trusts (UITs). A"unit investment trust," commonly referred to as a " UIT," is one of three basic types of investment company.
http://www.sec.gov/answers/uit.htm


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unit investment trust - Invest Definition
unit investment trust definition: An investment that often is the underlying, legal . Unit investment trusts have to register with the Securities and Exchange .
http://invest.yourdictionary.com/unit-investment-trust


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Unit Investment Trusts | Delta Trust & Bank - Bank, Investments ...
A Unit Investment Trust (UIT) is a registered investment company that generally purchases a fixed portfolio of stocks, bonds, or other assets that is intended to be .
http://www.delta-trust.com/investments/unit-investment-trusts/


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ING Corporate Leaders Trust Fund Series B - Class A - Fund Profile ...
Management Team. The ING Corporate Leaders Trust Fund is a passively managed grantor trust. The Fund is registered with the SEC as a unit investment trust.
http://www.ingfunds.com/MutualFunds/profile/index.htm?f=10


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What is Unit Investment Trust? definition and meaning
Definition of Unit Investment Trust: UIT. An SEC-registered investment company which purchases a fixed, unmanaged portfolio of income-producing securities .
http://www.investorwords.com/5161/Unit_Investment_Trust.html


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AAM : Unit Investment Trusts
AAM's proprietary brand of Unit Investment Trusts (UITs) is called Advisors . Registered professionals can also access additional information, marketing .
http://www.aam.us.com/aamweb/publicsite/uit.aspx


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Unit Investment Trust (UIT) Payments Disclosure
Solutions for Registered Investment Advisors · Solutions for Prime Brokerages. Welcome Sign In or Register . Unit Investment Trust (UIT) Payments Disclosure .
http://www.pershing.com/UIT_fees.html


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The Nuts and Bolts of Unit Investment Trusts - FindLaw
Mar 26, 2008 . GeneralA unit investment trust (UIT) is an. . Investment companies are required to register both the shares or units they issue under the .
http://corporate.findlaw.com/law-library/the-nuts-and-bolts-of-unit-investment-trusts.html


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BOND FUND - Municipal Securities Rulemaking Board
Unit Investment Trust or U.I.T. – A fixed portfolio of municipal securities sold to investors in trust “units” that represents fractional undivided ownership interests in .
http://www.msrb.org/msrb1/glossary/view_def.asp?param=BONDFUND


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Unit Investment Trust at BB&T Investments
A Unit Investment Trust (UIT) is a fixed securities portfolio sold in a limited number of units, generally to investors who wish to receive regular income.
http://bbt.com/bbtdotcom/investing/investment-services/unit-investment-trusts.page


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Unit Investment Trusts - JP Turner
Unit Investment Trusts (UITs) are registered investment companies that purchase and hold a fixed portfolio of stocks and bonds. The "units" in the trust are then .
http://www.jpturner.com/products/unit-investment-trusts.aspx


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Unit Investment Trust - Mutual Funds - About.com
Unit investment trusts (UITs) may be the least understood, and certainly least utilized, of all of the US registered investment companies. What are these unit .
http://mutualfunds.about.com/od/mutualfundglossary/g/unit-investment-trusts.htm


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Equity Unit Investment Trusts - Edward Jones: Making Sense of ...
An equity unit investment trust is an investment in a fixed, diversified group of . As a unit-holder of the unit trust, you own a portion of every stock in the trust. . conduct business with residents of the states for which they are properly registered.
https://www.edwardjones.com/en_US/products/investments/unit_trusts/equity_unit/index.html


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Unit Investment Trusts
Unit investment trusts are also designed to remain relatively fixed over the life . Barney LLC is a registered broker/dealer and investment advisor, formed by the .
http://www.smithbarney.com/products_services/other_investments/unit_investment_trusts/


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Unit Investment Trusts | Skills | LinkedIn
In U.S. financial law, a unit investment trust (UIT) is an exchange-traded mutual . A UIT is registered with the Securities and Exchange Commission under the .
http://www.linkedin.com/skills/skill/Unit_Investment_Trusts


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Unit Investment Trust - Hewitt Financial Services - Investment Glossary
Unit Investment Trust (UIT) A trust, registered with the SEC under the Investment Company Act of 1940, in which a fixed portfolio of income-producing securities .
http://www.hewittfs.com/invest_glosry_UneUz.htm


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History of ETFs - ETFguide.com
. are generally organized as open-end funds or unit investment trusts (UITs). . are typically registered as grantor trusts, exchange-traded notes, or partnerships.
http://www.etfguide.com/exchangetradedfunds.htm


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What is the difference between Unit Trusts/OEICs and Investment ...
Unit Trusts are open-ended investments; therefore the underlying value of the assets is always directly represented by the total number of units issued...
https://help.stockbrokers.barclays.co.uk/help/asset-types/unit-investment-trusts


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Unit Investment Trusts - Risk Factors
Unit Investment Trusts . Morgan Stanley Smith Barney LLC is a registered broker/dealer and investment advisor, formed by the combination of the Global .
http://www.smithbarney.com/products_services/other_investments/unit_investment_trusts/risks.html?22b


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Unit Investment Trusts | Personal Finance | SunTrust
Unit Investment Trusts. Offered through SunTrust Investment Services, UITs are investment vehicles that purchase a fixed portfolio of income-producing .
https://www.suntrust.com/portal/server.pt/community/unit_investment_trusts/593


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Unit Investment Trust - QFinance
Unit investment trusts (UITs) are companies that are registered to make investments on behalf of their clients. They buy and hold a portfolio of stocks and bonds, .
http://www.qfinance.com/dictionary/unit-investment-trust


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Unit Investment Trusts | Southeast Investments, N.C, Inc.
The major difference between a Unit Investment Trust and a mutual fund is that a mutual . An SEC registered investment company which purchases a fixed, .
http://southeastinvestmentsnc.com/investmentproducts/unit-investment-trusts/


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Investment trust - Wikipedia, the free encyclopedia
An investment trust is a form of collective investment found mostly in the United Kingdom. . One of the key differences between an investment trust and a unit trust, . Wikipedia® is a registered trademark of the Wikimedia Foundation, Inc., .
http://en.wikipedia.org/wiki/Investment_trust


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Unit Investment Trusts - Retirement Solutions
A: A unit investment trust is a pooled investment vehicle in which a portfolio of . Securities offered through Girard Securities, Inc. A registered broker/dealer.
http://solutionstoretire.com/unit-investment-trusts.html


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Link to Private Client Services LLC - Kentucky Financial Group
Unit Investment Trusts ………………………………………………..22 . Private Client Services, LLC is a broker/dealer registered with the Securities and Industry .
http://www.kfg.com/files/19474/Guide%20to%20Investment%20Basics~001.doc


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Stock Unit Investment Trusts - Edward Jones: Making Sense of ...
A stock unit investment trust is an investment in a fixed, diversified group of . As a unit-holder of the unit trust, you own a portion of every stock in the trust. . conduct business with residents of the states for which they are properly registered.
http://www.edwardjones.com/en_US/products/investments/unit_trusts/uits/index.html


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ICI - Frequently Asked Questions About Unit Investment Trusts
Unit investment trusts (UITs) are registered investment companies with some characteristics of mutual funds and some of closed-end funds. Like mutual funds .
http://www.ici.org/vgn-ext-templating/v/index.jsp?vgnextoid=c98dd343691de110VgnVCM1000005b0210acRCRD&vgnextfmt=default


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e-CFR Data is current as of September 20, 2012 - Electronic Code of ...
(a) A registered unit investment trust (hereinafter referred to as the “Trust”) engaged exclusively in the business of investing in eligible trust securities, and any .
http://ecfr.gpoaccess.gov/cgi/t/text/text-idx?c=ecfr&sid=c60d485004eff0f6a063e83a5a51ad4d&rgn=div8&view=text&node=17:3.0.1.1.16.0.144.92&idno=17


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17 CFR 270.30e-2 - Reports to shareholders of unit investment trusts.
Apr 1, 2012 . Reports to shareholders of unit investment trusts. (a) At least semiannually every registered unit investment trust substantially all the assets of .
http://www.law.cornell.edu/cfr/text/17/270.30e-2


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